Filed December 22, 2015 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Shareholde... | $453,158 |
SAGEVIEW ADVISORY GROUP, LLC4+ years Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 16 · EIN 33-0818667 | Consulting | $71,606 |
Filed as: WEALTHSPIRE ADVISORS LP Service code 27 · EIN 39-1908691 | Advisory (Plan) | $6,065 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $480 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,528 | $47,456+80.2% | $172,739-50.5% | $77,787+10.0% |
| Participation rate | 94.0% | 66.3%+27.8pp | 82.6%+11.4pp | 73.2%+20.8pp |
| Annual return | 22.71% | 35.57%-12.9pp | 802.84%-780.1pp | 32.57%-9.9pp |
| Employer contribution / active EE | $2,264 | $1,574+43.8% | $5,143-56.0% | $2,504-9.6% |
| Participant deferral / active EE | $5,468 | $2,560+113.6% | $5,198+5.2% | $3,967+37.8% |
| Admin fee / account holder | $93 | $81+15.4% | $13,954-99.3% | $100-6.8% |