Filed December 22, 2015 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $434,695 |
SAGEVIEW ADVISORY GROUP, LLC3+ years Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 16 · EIN 33-0818667 | Consulting | $71,353 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $360 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,071 | $45,382+56.6% | $154,107-53.9% | $75,289-5.6% |
| Participation rate | 94.3% | 65.9%+28.4pp | 83.0%+11.2pp | 72.4%+21.8pp |
| Annual return | -4.65% | -0.47%-4.2pp | 735.12%-739.8pp | -0.04%-4.6pp |
| Employer contribution / active EE | $1,956 | $1,533+27.6% | $5,298-63.1% | $2,405-18.7% |
| Participant deferral / active EE | $5,257 | $2,384+120.5% | $5,081+3.5% | $3,739+40.6% |
| Admin fee / account holder | $89 | $89-0.8% | $13,411-99.3% | $102-13.3% |