Filed July 30, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST MERCANTILE TRUST COMPANY4+ years Filed as: FIRST MERCANTILE TRUST CO Service code 26 · EIN 62-0951563 57 GERMANTOWN COURT · CORDOVA, TN 38018 | Advisory (Participants) | $8,642 |
GLOBAL RETIREMENT PARTNERS LLC4+ years Filed as: GLOBAL RETIREMENT PARTNERS Service code 28 4340 REDWOOD HWY · SAN RAFAEL, CA 94093 | Investment Management | $5,761 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $5,547 |
JOHNSON BANK1 year Filed as: JOHNSON FINANCIAL GROUP Service code 27 525 JUNCTION RD STE 2000 · MADISON, WI 53717 | Advisory (Plan) | $3,907 |
PEERY & ASSOCIATES, INC.1 year Service code 13 P.O. BOX 850 · PESCADERO, CA 94060 | Contract Administrator | $750 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,686 | $59,186-65.0% | $76,768-73.1% | $56,287-63.2% |
| Participation rate | 62.2% | 75.2%-13.0pp | 77.0%-14.8pp | 69.9%-7.7pp |
| Annual return | -7.27% | 6.62%-13.9pp | 2.43%-9.7pp | -9.96%+2.7pp |
| Employer contribution / active EE | $933 | $1,759-47.0% | $2,485-62.5% | $2,111-55.8% |
| Participant deferral / active EE | $1,699 | $3,255-47.8% | $3,852-55.9% | $3,350-49.3% |
| Admin fee / account holder | $36 | $489-92.5% | $6,675-99.5% | $521-93.0% |