Filed April 13, 2025 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $142,589 |
BLUE CHIP RETIREMENT PLANS, INC.7+ years Service code 13 6737 W. WASHINGTON ST. · MILWAUKEE, WI 53214 | Contract Administrator | $90,401 |
MORGAN STANLEY SMITH BARNEY6 years Service code 27 1 NEW YORK PLZ 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $66,008 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $35,705 |
Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $21,250 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE INC. Service code 33 | Securities brokerage | $25 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 33 | Securities brokerage | $0 |
TD AMERITRADE, INC.6 years Service code 33 | Securities brokerage | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,113 | $67,512-22.8% | $185,851-72.0% | $93,010-44.0% |
| Participation rate | 100.0% | 67.1%+32.9pp | 81.7%+18.3pp | 73.9%+26.1pp |
| Annual return | 21.64% | 21.04%+0.6pp | 122.11%-100.5pp | 158.70%-137.1pp |
| Employer contribution / active EE | $3,776 | $1,783+111.7% | $5,168-26.9% | $2,705+39.6% |
| Participant deferral / active EE | $3,658 | $3,035+20.5% | $5,569-34.3% | $4,561-19.8% |
| Admin fee / account holder | $155 | $318-51.1% | $16,245-99.0% | $152+2.5% |