Filed May 15, 2023 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $618,594 |
CAPFINANCIAL PARTNERS LLC10+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $85,747 |
ADVISORS MANAGEMENT GROUP2 years Filed as: ADVISORS MANAGEMENT GROUP INC Service code 27 · EIN 41-1619602 | Advisory (Plan) | $44,061 |
CETERA ADVISOR NETWORKS LLC3 years Filed as: CWM LLC Service code 27 · EIN 27-4011107 | Advisory (Plan) | $28,833 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY US LLP Service code 10 · EIN 39-0859910 | Accounting | $23,502 |
CHARLES SCHWAB & CO., INC.2 years Service code 27 · EIN 94-1737782 | Advisory (Plan) | $2,206 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,670 | $140,910-44.2% | $76,030+3.5% | $106,553-26.2% |
| Participation rate | 56.9% | 64.1%-7.2pp | 69.1%-12.2pp | 69.8%-12.9pp |
| Annual return | 13.06% | 16.51%-3.5pp | 361.54%-348.5pp | 17.37%-4.3pp |
| Employer contribution / active EE | $1,432 | $5,354-73.3% | $2,688-46.7% | $3,359-57.4% |
| Participant deferral / active EE | $2,901 | $5,004-42.0% | $4,257-31.9% | $5,562-47.8% |
| Admin fee / account holder | $72 | $117-39.0% | $6,421-98.9% | $80-10.1% |