Filed July 18, 2023
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $131,207 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $66,066 |
Filed as: HERMANS & ASSOCIATES, CPA, S.C Service code 10 · EIN 39-1421794 | Accounting | $12,400 |
BMO HARRIS BANK NA3+ years Filed as: BMO HARRIS BANK, N.A Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA2 years Filed as: BMO HARRIS BANK, NA Service code 19 | Securities Custodian | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,024 | $56,443+20.5% | $83,848-18.9% | $55,725+22.1% |
| Participation rate | 81.0% | 72.0%+9.0pp | 76.1%+4.8pp | 70.9%+10.1pp |
| Annual return | 7.79% | 393.67%-385.9pp | 850.88%-843.1pp | 244.93%-237.1pp |
| Employer contribution / active EE | $712 | $2,682-73.4% | $3,631-80.4% | $2,078-65.7% |
| Participant deferral / active EE | $3,728 | $2,965+25.7% | $4,082-8.7% | $3,356+11.1% |
| Admin fee / account holder | $637 | $156+307.9% | $5,478-88.4% | $115+453.3% |