Filed July 18, 2023
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $117,006 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $62,593 |
Filed as: HERMANS & ASSOCIATES, CPA, S.C Service code 10 · EIN 39-1421794 | Accounting | $12,800 |
BMO HARRIS BANK NA2+ years Filed as: BMO HARRIS BANK, N.A Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
BMO HARRIS BANK NA1 year Filed as: BMO HARRIS BANK, NA Service code 19 | Securities Custodian | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,752 | $60,545+15.2% | $92,240-24.4% | $69,634+0.2% |
| Participation rate | 90.0% | 72.2%+17.8pp | 76.5%+13.5pp | 70.7%+19.3pp |
| Annual return | 12.47% | 19.71%-7.2pp | 176.29%-163.8pp | 27572.26%-27559.8pp |
| Employer contribution / active EE | $493 | $2,633-81.3% | $3,680-86.6% | $2,032-75.7% |
| Participant deferral / active EE | $4,168 | $2,828+47.4% | $3,897+7.0% | $3,224+29.3% |
| Admin fee / account holder | $639 | $145+341.5% | $5,194-87.7% | $110+478.8% |