Filed September 14, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 15 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Recordkeeping | $37,727 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $2,070 |
TD AMERITRADE, INC.3+ years Service code 15 200 S. 108TH AVENUE · OMAHA, NE 68154 | Recordkeeping | $210 |
Filed as: GREAT-WEST LIFE & ANNUITY Service code 15 | Recordkeeping | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,432 | $64,909+71.7% | $82,313+35.4% | $62,292+78.9% |
| Participation rate | 77.7% | 74.9%+2.8pp | 76.9%+0.8pp | 69.5%+8.2pp |
| Annual return | 17.84% | 21.18%-3.3pp | 25.88%-8.0pp | 28.90%-11.1pp |
| Employer contribution / active EE | $422 | $1,676-74.8% | $2,428-82.6% | $2,042-79.3% |
| Participant deferral / active EE | $4,218 | $3,103+35.9% | $3,706+13.8% | $3,169+33.1% |
| Admin fee / account holder | $207 | $440-52.8% | $5,608-96.3% | $479-56.8% |