Filed July 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $158,904 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $77,104 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,528 | $88,515+26.0% | $162,163-31.2% | $67,579+65.0% |
| Participation rate | 96.5% | 86.8%+9.7pp | 87.6%+8.9pp | 71.3%+25.2pp |
| Annual return | 25.42% | 27.04%-1.6pp | 115.59%-90.2pp | 378.56%-353.1pp |
| Employer contribution / active EE | $5,566 | $3,563+56.2% | $5,614-0.9% | $2,148+159.1% |
| Participant deferral / active EE | $9,285 | $5,724+62.2% | $7,298+27.2% | $3,539+162.3% |
| Admin fee / account holder | $357 | $124+188.7% | $10,843-96.7% | $142+151.0% |