Filed July 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $152,085 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $82,947 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,385 | $80,005+15.5% | $140,016-34.0% | $55,725+65.8% |
| Participation rate | 98.2% | 87.0%+11.2pp | 87.5%+10.7pp | 70.9%+27.3pp |
| Annual return | -3.13% | 0.46%-3.6pp | 651.12%-654.2pp | 244.93%-248.1pp |
| Employer contribution / active EE | $5,203 | $3,403+52.9% | $5,606-7.2% | $2,078+150.3% |
| Participant deferral / active EE | $8,727 | $5,264+65.8% | $6,927+26.0% | $3,356+160.1% |
| Admin fee / account holder | $356 | $116+207.9% | $10,705-96.7% | $115+209.2% |