Retirement plan

4FRONT ENGINEERED SOLUTIONS 401(K) PLAN

Name: 4FRONT ENGINEERED SOLUTIONS, INC. - 4FRONT ENGINEERED SOLUTIONS 401(K) PLAN (2018) Form 5500
Creator: 4FRONT ENGINEERED SOLUTIONS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, 4FRONT ENGINEERED SOLUTIONS 401(K) PLAN, 4FRONT ENGINEERED SOLUTIONS, INC.

4FRONT ENGINEERED SOLUTIONS, INC.EIN 39-0866333Plan #001PY 2018

1612 HUTTON DR., SUITE 140 - CARROLLTON, TX 75006972-236-2450entrematic.usLinkedIn501-1000 employeesmechanical or industrial engineering

Prospect flagsLow returnsLow employer contribution

How to read this page

Total assets (EOY)

$16.7M

+1.5% from 2017

Total participants

507

+5.0% from 2017

Average account balance

$38,222

-3.8% from 2017

Annual return

-7.75%

-23.99 pp from 2017

Benchmarks

See 2,409 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants250-999

Cohort2,409 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$42.51M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$59K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

720

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

85.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$5.27M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.64%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$276

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE4+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$124,205
CECILCO4+ years Service code 13 14881 QUORUM DRIVE, SUITE 340 · DALLAS, TX 75254	Contract Administrator	$33,091
PROSPERA FINANCIAL SERVICES4+ years Filed as: PROSPERA Service code 27	Advisory (Plan)	$32,568
PROSPERA FINANCIAL SERVICES4+ years Filed as: PROSPERA FINANCIAL Service code 27 5429 LBJ FREEWAY · DALLAS, TX 75240	Advisory (Plan)	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

2 tripped

OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$86K

$185 / participant

Investment mgmt$86K100.0%

% of EOY assets

0.516%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PRICEKUBECKA, PLLC
Auditor EIN: 752783674
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$38,222

$65,118-41.3%

$76,767-50.2%

$55,725-31.4%

Participation rate

85.2%

79.6%+5.6pp

77.0%+8.3pp

70.9%+14.4pp

Annual return

-7.75%

-1.27%-6.5pp

2.43%-10.2pp

244.93%-252.7pp

Employer contribution / active EE

$1,941-100.0%

$2,485-100.0%

$2,078-100.0%

Participant deferral / active EE

$4,010

$3,688+8.7%

$3,852+4.1%

$3,356+19.5%

Admin fee / account holder

$197

$116+70.1%

$6,675-97.0%

$115+71.1%

Provider

Service type

Compensation

NATIONWIDE4+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$124,205

CECILCO4+ years

Service code 13

14881 QUORUM DRIVE, SUITE 340 · DALLAS, TX 75254

Contract Administrator

$33,091

PROSPERA FINANCIAL SERVICES4+ years

Filed as: PROSPERA

Service code 27

Advisory (Plan)

$32,568

PROSPERA FINANCIAL SERVICES4+ years

Filed as: PROSPERA FINANCIAL

Service code 27

5429 LBJ FREEWAY · DALLAS, TX 75240

Advisory (Plan)

4FRONT ENGINEERED SOLUTIONS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

4FRONT ENGINEERED SOLUTIONS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion