Filed November 5, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $56,583 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,260 | $36,916-20.7% | $156,551-81.3% | $57,658-49.3% |
| Participation rate | 31.4% | 63.4%-32.0pp | 84.0%-52.6pp | 70.2%-38.8pp |
| Annual return | 8.94% | 12.38%-3.4pp | 32.23%-23.3pp | 5.13%+3.8pp |
| Employer contribution / active EE | $0 | $1,571-100.0% | $5,501-100.0% | $1,974-100.0% |
| Participant deferral / active EE | $835 | $1,926-56.6% | $4,871-82.9% | $3,061-72.7% |
| Admin fee / account holder | $100 | $82+21.4% | $13,028-99.2% | $95+5.9% |