Filed November 5, 2020
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $56,222 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,822 | $46,173-39.7% | $170,435-83.7% | $69,631-60.0% |
| Participation rate | 42.7% | 63.9%-21.2pp | 83.6%-40.9pp | 70.7%-28.0pp |
| Annual return | 16.63% | 21.62%-5.0pp | 205.94%-189.3pp | 27571.02%-27554.4pp |
| Employer contribution / active EE | $0 | $1,610-100.0% | $5,432-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $956 | $2,080-54.0% | $4,939-80.6% | $3,224-70.3% |
| Admin fee / account holder | $84 | $116-27.4% | $13,881-99.4% | $110-23.8% |