Filed March 25, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Direct pa... | $116,669 |
Service code 27 · EIN 20-8307105 | Advisory (Plan) | $4,166 |
ANNEX WEALTH MANAGEMENT LLC2 years Filed as: ANNEX ADVISORY SERVICES, LLC Service code 27 · EIN 68-0524298 | Advisory (Plan) | $2,107 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $700 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,857 | $67,512-29.1% | $185,854-74.3% | $93,010-48.5% |
| Participation rate | 59.1% | 67.1%-8.0pp | 81.7%-22.6pp | 73.9%-14.8pp |
| Annual return | 16.51% | 21.04%-4.5pp | 122.12%-105.6pp | 158.70%-142.2pp |
| Employer contribution / active EE | $0 | $1,783-100.0% | $5,169-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $3,744 | $3,035+23.3% | $5,569-32.8% | $4,561-17.9% |
| Admin fee / account holder | $85 | $318-73.2% | $16,246-99.5% | $152-43.9% |