Filed March 25, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant communicat... | $85,161 |
Filed as: ANNEX ADVISORY SERVICES, LLC Service code 27 · EIN 68-0524298 | Advisory (Plan) | $5,400 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $716 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,440 | $56,095-29.7% | $178,490-77.9% | $90,288-56.3% |
| Participation rate | 59.9% | 65.6%-5.7pp | 81.9%-22.0pp | 73.4%-13.5pp |
| Annual return | 252.86% | 28.81%+224.0pp | 151.07%+101.8pp | 53.97%+198.9pp |
| Employer contribution / active EE | $0 | $1,572-100.0% | $5,011-100.0% | $2,524-100.0% |
| Participant deferral / active EE | $3,254 | $2,669+21.9% | $5,202-37.4% | $4,232-23.1% |
| Admin fee / account holder | $64 | $101-36.1% | $13,984-99.5% | $114-43.6% |