Filed November 30, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $37,868 |
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $22,693 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,666 | $69,159-12.3% | $125,175-51.5% | $67,579-10.2% |
| Participation rate | 92.7% | 78.2%+14.5pp | 79.8%+12.9pp | 71.3%+21.4pp |
| Annual return | 22.75% | 27.12%-4.4pp | 43.79%-21.0pp | 378.56%-355.8pp |
| Employer contribution / active EE | $1,200 | $2,023-40.7% | $3,865-69.0% | $2,148-44.1% |
| Participant deferral / active EE | $4,426 | $3,700+19.6% | $4,937-10.3% | $3,539+25.1% |
| Admin fee / account holder | $34 | $142-76.3% | $9,702-99.7% | $142-76.4% |