Filed February 13, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $37,272 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,128 |
BAKER TILLY US, LLP1 year Filed as: BAKER TILLY US, LLC Service code 10 · EIN 39-0859910 | Accounting | $14,494 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,041 | $82,202-45.2% | $125,339-64.1% | $64,808-30.5% |
| Participation rate | 92.7% | 77.9%+14.8pp | 82.4%+10.3pp | 71.5%+21.2pp |
| Annual return | -17.21% | 3.48%-20.7pp | 572.05%-589.3pp | 32.82%-50.0pp |
| Employer contribution / active EE | $1,394 | $3,615-61.4% | $4,814-71.0% | $2,506-44.4% |
| Participant deferral / active EE | $5,558 | $7,175-22.5% | $7,446-25.4% | $4,310+28.9% |
| Admin fee / account holder | $58 | $163-64.4% | $10,010-99.4% | $188-69.1% |