Filed February 13, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $46,785 |
Service code 37 · EIN 04-2647786 | Loan Processing | $36,227 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,938 | $100,801-53.4% | $149,696-68.6% | $73,409-36.1% |
| Participation rate | 87.5% | 77.7%+9.8pp | 82.5%+5.0pp | 72.2%+15.3pp |
| Annual return | 17.97% | 265.34%-247.4pp | 276.60%-258.6pp | 59.29%-41.3pp |
| Employer contribution / active EE | $1,453 | $3,312-56.1% | $4,644-68.7% | $2,234-35.0% |
| Participant deferral / active EE | $4,909 | $6,404-23.4% | $6,842-28.3% | $3,805+29.0% |
| Admin fee / account holder | $79 | $181-56.3% | $9,309-99.2% | $158-49.9% |