Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $105,218 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $66,183 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $45,217 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,904 | $140,800+17.1% | $89,340+84.6% | $79,634+107.1% |
| Participation rate | 99.5% | 61.9%+37.5pp | 69.6%+29.9pp | 62.5%+37.0pp |
| Annual return | 10.66% | 17.84%-7.2pp | 20.57%-9.9pp | 36.46%-25.8pp |
| Employer contribution / active EE | $13,582 | $2,021+572.2% | $2,231+508.7% | $2,529+437.0% |
| Participant deferral / active EE | $6,831 | $3,219+112.2% | $3,823+78.7% | $3,835+78.1% |
| Admin fee / account holder | $423 | $1,610-73.7% | $6,704-93.7% | $1,002-57.8% |