Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $105,218 |
Filed as: COTA STREET INVESTMENT MANAGEMENT Service code 28 24 E. COTA STREET · SANTA BARBARA, CA 93101 | Investment Management | $66,183 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $45,217 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $164,904 | $117,025+40.9% | $91,541+80.1% | $85,563+92.7% |
| Participation rate | 99.5% | 64.2%+35.2pp | 69.8%+29.7pp | 66.0%+33.5pp |
| Annual return | 10.66% | 18.02%-7.4pp | 20.50%-9.8pp | 31.51%-20.9pp |
| Employer contribution / active EE | $13,582 | $2,120+540.5% | $2,505+442.3% | $2,654+411.9% |
| Participant deferral / active EE | $6,831 | $3,446+98.2% | $4,008+70.4% | $4,375+56.1% |
| Admin fee / account holder | $423 | $1,242-65.9% | $6,956-93.9% | $834-49.3% |