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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $77,288 |
Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 70 · EIN 61-1758632 | Consulting Fees | $10,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,628 | $96,403-51.6% | $93,621-50.2% | $77,775-40.0% |
| Participation rate | 92.4% | 87.6%+4.8pp | 75.8%+16.6pp | 73.2%+19.2pp |
| Annual return | 19.33% | 39.36%-20.0pp | 32.76%-13.4pp | 32.58%-13.2pp |
| Employer contribution / active EE | $2,002 | $3,616-44.6% | $2,719-26.4% | $2,504-20.0% |
| Participant deferral / active EE | $3,501 | $5,341-34.5% | $4,070-14.0% | $3,966-11.7% |
| Admin fee / account holder | $17 | $90-81.2% | $7,890-99.8% | $100-83.2% |