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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 | Recordkeeping Fees | $165,146 |
Service code 33 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Securities brokerage; Other fees | $144,356 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 | Investment Management | $42,209 |
34 funds of $250K or more; 29 lines in all, holding $166M of the plan's $170M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 70% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $117M | 70.4% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $20.4M | 12.3% |
| Fidelity Advisor Equity Growth Fund Fidelity (FMR) · Mutual fund | $3.7M | 2.2% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $3.2M | 1.9% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $3.1M | 1.8% |
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $2.6M | 1.6% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $2.3M | 1.4% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 0.9% |
| MFS International Growth Fund R6 MFS (Sun Life) · Mutual fund | $1.4M | 0.8% |
| John Hancock Stable Value Return Fund R6 John Hancock (Manulife) · Stable value Stable value | $1.4M | 0.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.