Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $58,415 |
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $57,779 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,540 | $75,388-27.7% | $123,552-55.9% | $55,725-2.1% |
| Participation rate | 43.6% | 75.7%-32.0pp | 82.3%-38.7pp | 70.9%-27.2pp |
| Annual return | -7.73% | 4.48%-12.2pp | 119.20%-126.9pp | 244.93%-252.7pp |
| Employer contribution / active EE | $308 | $3,063-90.0% | $4,628-93.4% | $2,078-85.2% |
| Participant deferral / active EE | $3,305 | $5,651-41.5% | $6,426-48.6% | $3,356-1.5% |
| Admin fee / account holder | $303 | $120+153.4% | $9,285-96.7% | $115+163.4% |