Filed October 24, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $16,119 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $12,866 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,068 | $59,328-3.8% | $118,925-52.0% | $73,488-22.3% |
| Participation rate | 66.7% | 62.3%+4.4pp | 75.4%-8.7pp | 70.7%-4.0pp |
| Annual return | 14.34% | 19.13%-4.8pp | 35.88%-21.5pp | 28.51%-14.2pp |
| Employer contribution / active EE | $1,648 | $1,803-8.6% | $3,263-49.5% | $2,270-27.4% |
| Participant deferral / active EE | $3,002 | $2,604+15.3% | $4,265-29.6% | $3,740-19.7% |
| Admin fee / account holder | $215 | $600-64.2% | $6,581-96.7% | $513-58.2% |