Filed April 23, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $57,140 |
Filed as: RAYMOND JAMES & ASSOCIATES Service code 16 880 CARILLON PKWY · ST. PETERSBURG, FL 33733 | Consulting | $14,795 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,029 | $68,408-42.9% | $57,196-31.8% | $57,658-32.3% |
| Participation rate | 61.9% | 79.1%-17.2pp | 75.3%-13.4pp | 70.2%-8.3pp |
| Annual return | 10.87% | 8.51%+2.4pp | 14.59%-3.7pp | 5.13%+5.7pp |
| Employer contribution / active EE | $918 | $2,869-68.0% | $2,683-65.8% | $1,974-53.5% |
| Participant deferral / active EE | $4,060 | $2,903+39.8% | $3,096+31.1% | $3,061+32.6% |
| Admin fee / account holder | $319 | $70+358.3% | $3,141-89.8% | $95+237.7% |