Filed December 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC8 years Service code 15 · EIN 11-3665754 | Recordkeeping | $20,533 |
Filed as: ROCKEFELLER FINANCIAL LLC. Service code 27 300 FIRST STAMFORD PLACE · STAMFORD, CT 06902 | Advisory (Plan) | $4,331 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,846 | $65,241-46.6% | $126,539-72.5% | $85,563-59.3% |
| Participation rate | 27.6% | 48.6%-21.1pp | 69.8%-42.2pp | 66.0%-38.4pp |
| Annual return | 6.31% | 42.19%-35.9pp | 425.95%-419.6pp | 31.51%-25.2pp |
| Employer contribution / active EE | $617 | $1,937-68.2% | $3,674-83.2% | $2,654-76.8% |
| Participant deferral / active EE | $1,327 | $3,032-56.2% | $4,083-67.5% | $4,375-69.7% |
| Admin fee / account holder | $100 | $1,031-90.3% | $6,065-98.3% | $834-88.0% |