Filed April 25, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $135,391 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $118,754 |
CAPFINANCIAL PARTNERS LLC2 years Service code 27 · EIN 53-0188411 | Advisory (Plan) | $81,044 |
HUNGERFORD NICHOLS2 years Filed as: HUNGERFORD, ALDRIN, NICHOLS& CARTER Service code 10 · EIN 11-3266576 | Accounting | $10,200 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 | Shareholder Servicing | $0 |
Filed as: GREAT-WEST LIFE & ANNUITY INS. CO Service code 15 | Recordkeeping | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,642 | $118,101-58.0% | $106,387-53.3% | $75,289-34.1% |
| Participation rate | 96.7% | 81.4%+15.3pp | 77.5%+19.3pp | 72.4%+24.3pp |
| Annual return | -5.71% | -2.42%-3.3pp | 0.25%-6.0pp | -0.04%-5.7pp |
| Employer contribution / active EE | $3,282 | $2,880+14.0% | $3,520-6.7% | $2,405+36.5% |
| Participant deferral / active EE | $3,938 | $4,681-15.9% | $5,421-27.4% | $3,739+5.3% |
| Admin fee / account holder | $179 | $85+111.9% | $7,510-97.6% | $102+75.1% |