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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $48,189 |
SUMMIT FINANCIAL GROUP INC3+ years Service code 28 · EIN 59-2998483 | Investment Management | $18,555 |
JAMES INVESTMENT RESEARCH INC3+ years Service code 26 · EIN 31-0891459 | Advisory (Participants) | $14,358 |
Service code 26 · EIN 38-2901720 | Advisory (Participants) | $9,432 |
GOLDMAN SACHS3+ years Filed as: CLARKSTON CAPITAL PARTNERS LLC Service code 26 · EIN 83-0473650 | Advisory (Participants) | $5,875 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $3,312 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $206,951 | $80,753+156.3% | $136,297+51.8% | $62,293+232.2% |
| Participation rate | 97.3% | 73.5%+23.7pp | 81.9%+15.4pp | 69.5%+27.8pp |
| Annual return | 15.16% | 35.83%-20.7pp | 5156.19%-5141.0pp | 28.90%-13.7pp |
| Employer contribution / active EE | $5,509 | $2,884+91.1% | $4,696+17.3% | $2,042+169.8% |
| Participant deferral / active EE | $5,868 | $5,164+13.6% | $6,247-6.1% | $3,169+85.2% |
| Admin fee / account holder | $430 | $525-18.1% | $9,244-95.3% | $479-10.2% |