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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $45,980 |
SUMMIT FINANCIAL GROUP INC2+ years Service code 28 · EIN 59-2998483 | Investment Management | $16,737 |
JAMES INVESTMENT RESEARCH INC2+ years Service code 26 · EIN 31-0891459 | Advisory (Participants) | $12,951 |
GOLDMAN SACHS2+ years Filed as: CLARKSTON CAPITAL PARTNERS LLC Service code 26 · EIN 83-0473650 | Advisory (Participants) | $11,097 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $4,077 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $190,923 | $75,183+153.9% | $123,894+54.1% | $55,167+246.1% |
| Participation rate | 98.4% | 72.8%+25.6pp | 81.4%+17.0pp | 69.0%+29.4pp |
| Annual return | 8.41% | 19.01%-10.6pp | 47.52%-39.1pp | 169.23%-160.8pp |
| Employer contribution / active EE | $5,312 | $2,823+88.1% | $4,617+15.1% | $1,963+170.7% |
| Participant deferral / active EE | $5,880 | $5,084+15.6% | $5,984-1.7% | $3,054+92.5% |
| Admin fee / account holder | $400 | $663-39.6% | $8,357-95.2% | $504-20.6% |