Filed November 19, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 OF AMERICA · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $75,921 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 | Other Commissions | $37,513 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $35,913 |
GREAT LAKES ADVISORS, LLC6 years Filed as: GREAT LAKES PENSION ASSOCIATES, INC Service code 13 · EIN 38-0238760 37923 WEST TWELVE MILE RD · FARMINGTON HILLS, MI 483313033 | Contract Administrator | $10,035 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY INSURANCE SERVICES I Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $3,464 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH Service code 55 BARNEY LLC · NEW YORK, NY 10004 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $345,461 | $80,781+327.7% | $102,437+237.2% | $74,478+363.8% |
| Participation rate | 99.2% | 65.7%+33.5pp | 74.5%+24.7pp | 67.2%+32.0pp |
| Annual return | 12.27% | 27.58%-15.3pp | 24.95%-12.7pp | 1370.56%-1358.3pp |
| Employer contribution / active EE | $20,517 | $3,160+549.3% | $3,871+430.1% | $2,626+681.2% |
| Participant deferral / active EE | $9,970 | $3,862+158.1% | $5,060+97.0% | $4,350+129.2% |
| Admin fee / account holder | $325 | $2,372-86.3% | $8,388-96.1% | $1,946-83.3% |