Filings through .
Filed November 19, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $44,086 |
Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $28,200 |
GREAT LAKES ADVISORS, LLC7 years Filed as: GREAT LAKES PENSION ASSOCIATES, INC Service code 13 · EIN 38-0238760 37923 WEST TWELVE MILE RD · FARMINGTON HILLS, MI 483313033 | Contract Administrator | $13,594 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 | Other Commissions | $4,945 |
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 OF AMERICA · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $2,634 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY INSURANCE SERVICES I Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $216 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH Service code 55 BARNEY LLC · NEW YORK, NY 10004 | Other Commissions | $0 |
31 funds of $250K or more; 24 lines in all, holding $56.2M of the plan's $58.7M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 22% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 9 vintages | $12.1M | 21.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $10.1M | 18.0% |
| John Hancock Bond Fund Class R6 John Hancock (Manulife) · Mutual fund | $4.4M | 7.8% |
| Massachusetts Investors Growth Stock Fund R6 MFS (Sun Life) · Mutual fund | $3.9M | 6.9% |
| Great-West Key Guaranteed Portfolio Fund Empower · Insurance contract Recordkeeper's own fund | $3.5M | 6.2% |
| Columbia Dividend Income Fund Institutional 3 Class Ameriprise (Columbia Threadneedle) · Mutual fund | $3.2M | 5.8% |
| iShares U.S. Aggregate Bond Index Fund Class K Shares BlackRock · ETF Index | $2.3M | 4.1% |
| Description, Number of Shares Allspring · Mutual fund | $2.1M | 3.8% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $2.1M | 3.7% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $1.9M | 3.4% |
Added 5 funds, dropped 4 funds, likely replaced 4 funds. Changed share class on 5 funds.
| Fund | Year-end value |
|---|---|
| ReplacedHighColumbia Large Cap Index Fund Institutional 3 Class to Fidelity 500 Index Fund | $5.5M to $10.1M |
| AddedJohn Hancock Bond Fund Class R6 | $4.4M |
| Share class changeMassachusetts Investors Growth Stock Fund R4 to Massachusetts Investors Growth Stock Fund R6 | $4.2M to $3.9M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.