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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 19 P.O. BOX 286 · NEW YORK, NY 102740286 | Securities Custodian | $9,264 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,457 | $56,640-26.8% | $78,002-46.9% | $55,167-24.9% |
| Participation rate | 62.8% | 73.3%-10.6pp | 75.5%-12.8pp | 69.0%-6.2pp |
| Annual return | 8.98% | 2868.48%-2859.5pp | 425.99%-417.0pp | 169.23%-160.3pp |
| Employer contribution / active EE | $257 | $1,724-85.1% | $2,470-89.6% | $1,963-86.9% |
| Participant deferral / active EE | $2,062 | $2,778-25.8% | $3,497-41.0% | $3,054-32.5% |
| Admin fee / account holder | $70 | $467-85.0% | $5,481-98.7% | $504-86.1% |