Filed January 23, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 13-3689044 | Loan Processing | $46,310 |
STIFEL NICOLAUS & CO INC4 years Filed as: STIFEL Service code 27 · EIN 43-0538770 | Advisory (Plan) | $15,873 |
Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $150 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,997 | $81,474+55.9% | $133,956-5.2% | $73,488+72.8% |
| Participation rate | 64.3% | 76.4%-12.0pp | 79.8%-15.5pp | 70.7%-6.4pp |
| Annual return | 21.10% | 19.40%+1.7pp | 45.09%-24.0pp | 28.51%-7.4pp |
| Employer contribution / active EE | $2,272 | $2,209+2.9% | $3,919-42.0% | $2,270+0.1% |
| Participant deferral / active EE | $4,384 | $3,786+15.8% | $5,048-13.2% | $3,740+17.2% |
| Admin fee / account holder | $262 | $713-63.3% | $8,927-97.1% | $513-49.0% |