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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $126,443 |
Filed as: PROCYON ADVISORS Service code 28 · EIN 82-1652002 | Investment Management | $54,000 |
COHNREZNICK LLP4 years Service code 10 · EIN 33-4144829 | Accounting | $51,188 |
FISHER INVESTMENTS9 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $16,115 |
CHARLES SCHWAB & CO., INC.11+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,684 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $220,684 | $99,442+121.9% | $113,397+94.6% | $71,012+210.8% |
| Participation rate | 97.6% | 78.9%+18.7pp | 76.5%+21.1pp | 58.6%+39.0pp |
| Annual return | 9.55% | 17.93%-8.4pp | 23.20%-13.7pp | 37.67%-28.1pp |
| Employer contribution / active EE | $7,301 | $3,068+138.0% | $2,977+145.2% | $2,348+211.0% |
| Participant deferral / active EE | $11,084 | $4,915+125.5% | $5,076+118.3% | $3,246+241.5% |
| Admin fee / account holder | $175 | $535-67.3% | $11,957-98.5% | $1,167-85.0% |