Filed December 1, 2016
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $70,435 |
FOREST CAPITAL MANAGEMENT LLC3+ years Service code 27 · EIN 46-5576228 | Advisory (Plan) | $34,742 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,221 | $28,416+6.4% | $73,550-58.9% | $69,631-56.6% |
| Participation rate | 35.2% | 38.3%-3.1pp | 54.9%-19.7pp | 70.7%-35.4pp |
| Annual return | 14.82% | -694.13%+709.0pp | -15.16%+30.0pp | 27571.02%-27556.2pp |
| Employer contribution / active EE | $314 | $430-26.9% | $1,219-74.2% | $2,032-84.5% |
| Participant deferral / active EE | $1,030 | $897+14.8% | $1,804-42.9% | $3,224-68.1% |
| Admin fee / account holder | $237 | $104+127.3% | $2,320-89.8% | $110+114.7% |