Filed December 1, 2016
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $59,887 |
FOREST CAPITAL MANAGEMENT LLC2+ years Service code 27 · EIN 46-5576228 | Advisory (Plan) | $29,756 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,400 | $23,385+12.9% | $69,182-61.8% | $57,658-54.2% |
| Participation rate | 34.7% | 37.9%-3.2pp | 55.1%-20.4pp | 70.2%-35.6pp |
| Annual return | 8.08% | -659.34%+667.4pp | -21.93%+30.0pp | 5.13%+2.9pp |
| Employer contribution / active EE | $288 | $422-31.7% | $1,206-76.1% | $1,974-85.4% |
| Participant deferral / active EE | $947 | $843+12.3% | $1,897-50.1% | $3,061-69.1% |
| Admin fee / account holder | $208 | $82+153.2% | $2,697-92.3% | $95+120.0% |