Filed October 19, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CHARLES SCHWAB TRUST BANK Service code 15 | Recordkeeping | $66,590 |
COZAD ASSET MANAGEMENT3 years Filed as: COZAD ASSET MANAGEMENT INC. Service code 22 · EIN 37-0958133 | Insurance Broker | $55,352 |
CHOREO LLC1 year Service code 22 · EIN 41-1944416 | Insurance Broker | $27,969 |
RUEDI WEALTH MGMT INC3 years Filed as: RUEDI WEALTH MGMT INC. Service code 22 · EIN 47-1794932 | Insurance Broker | $14,077 |
CREATIVE PLANNING LLC1 year Service code 22 · EIN 43-1270780 | Insurance Broker | $11,684 |
Service code 19 · EIN 94-1737782 | Securities Custodian | $1,319 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB BANK Service code 22 · EIN 82-3967259 | Insurance Broker | $12 |
Filed as: CHARLESCHARLES S SCHWAB & CO., INC. Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,382 | $45,000+189.7% | $143,757-9.3% | $77,904+67.4% |
| Participation rate | 76.1% | 66.8%+9.3pp | 80.3%-4.2pp | 73.7%+2.4pp |
| Annual return | -15.84% | 29.03%-44.9pp | -0.04%-15.8pp | 12.21%-28.0pp |
| Employer contribution / active EE | $484 | $1,870-74.1% | $4,951-90.2% | $2,848-83.0% |
| Participant deferral / active EE | $1,991 | $3,157-36.9% | $5,637-64.7% | $4,806-58.6% |
| Admin fee / account holder | $103 | $98+5.0% | $14,673-99.3% | $133-22.0% |