Retirement plan

CARLE PROFIT SHARING PLAN

Name: CARLE HOLDING COMPANY, INC. - CARLE PROFIT SHARING PLAN (2020) Form 5500
Creator: CARLE HOLDING COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CARLE PROFIT SHARING PLAN, CARLE HOLDING COMPANY, INC.

CARLE HOLDING COMPANY, INC.EIN 37-1188284Plan #002PY 2020

602 W. UNIVERSITY AVENUE - URBANA, IL 61801217-902-5329

Other plans on this EIN

1 filing

#001Retirement-$22.1M assets

Prospect flagsCorrective distributions

Top hat statement on fileNQDC

Filed October 19, 1993

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$310.7M

+11.6% from 2019

Total participants

2,707

-3.9% from 2019

Average account balance

$120,392

+16.8% from 2019

Annual return

15.75%

-21.41 pp from 2019

Benchmarks

See 1,342 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,342 peers

Snapshot2020

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$329.56M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$138K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,394

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

95.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$6.42M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.65%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$118

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 7 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB BANK Service code 19	Securities Custodian	$54,865
COZAD ASSET MANAGEMENT1 year Filed as: COZAD ASSET MANAGEMENT INC. Service code 22 · EIN 37-0958133	Insurance Broker	$50,461
RSM US LLP1 year Filed as: RSM US WEALTH MANAGEMENT LLC Service code 22 · EIN 41-1944416	Insurance Broker	$21,625
RUEDI WEALTH MGMT INC1 year Filed as: RUEDI WEALTH MGMT INC. Service code 22 · EIN 47-1794932	Insurance Broker	$11,366
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 19 · EIN 94-1737782	Securities Custodian	$3,454
JP MORGAN INVESTMENT MANAGEMENT INC1 year Filed as: MACROVIEW INVESTMENT Service code 22 · EIN 26-4133685	Insurance Broker	$2,187
HILL INVESTMENT GROUP LLC1 year Filed as: HILL INVESTMENT GROUP, LLC Service code 22 · EIN 20-3028354	Insurance Broker	$2,097

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$200K

$90 / participant

Other / not subdivided$200K100.0%

% of EOY assets

0.064%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MARTIN HOOD, LLC
Auditor EIN: 371119790
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$120,392

$56,095+114.6%

$178,490-32.5%

$90,288+33.3%

Participation rate

94.3%

65.6%+28.8pp

81.9%+12.4pp

73.4%+21.0pp

Annual return

15.75%

28.81%-13.1pp

151.07%-135.3pp

53.97%-38.2pp

Employer contribution / active EE

$1,318

$1,572-16.2%

$5,011-73.7%

$2,524-47.8%

Participant deferral / active EE

$1,450

$2,669-45.7%

$5,202-72.1%

$4,232-65.7%

Admin fee / account holder

$77

$101-23.0%

$13,984-99.4%

$114-32.1%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.6+ years

Filed as: CHARLES SCHWAB BANK

Service code 19

Securities Custodian

$54,865

COZAD ASSET MANAGEMENT1 year

Filed as: COZAD ASSET MANAGEMENT INC.

Service code 22 · EIN 37-0958133

Insurance Broker

$50,461

RSM US LLP1 year

Filed as: RSM US WEALTH MANAGEMENT LLC

Service code 22 · EIN 41-1944416

Insurance Broker

$21,625

RUEDI WEALTH MGMT INC1 year

Filed as: RUEDI WEALTH MGMT INC.

Service code 22 · EIN 47-1794932

Insurance Broker

$11,366

CHARLES SCHWAB & CO., INC.6+ years

Filed as: CHARLES SCHWAB & CO, INC.

Service code 19 · EIN 94-1737782

Securities Custodian

$3,454

JP MORGAN INVESTMENT MANAGEMENT INC1 year

Filed as: MACROVIEW INVESTMENT

Service code 22 · EIN 26-4133685

Insurance Broker

$2,187

HILL INVESTMENT GROUP LLC1 year

Filed as: HILL INVESTMENT GROUP, LLC

Service code 22 · EIN 20-3028354

Insurance Broker

$2,097

CARLE PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CARLE PROFIT SHARING PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion