Filed January 5, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 15 · EIN 82-3967259 | Recordkeeping | $276,473 |
COZAD ASSET MANAGEMENT5 years Filed as: COZAD ASSET MANAGEMENT INC. Service code 22 · EIN 37-0958133 | Insurance Broker | $77,330 |
CHOREO LLC3 years Service code 22 · EIN 41-1944416 | Insurance Broker | $40,262 |
LARSON FINANCIAL GROUP LLC2 years Service code 22 · EIN 20-4773945 | Insurance Broker | $34,038 |
RUEDI WEALTH MGMT INC5 years Service code 22 · EIN 47-1794932 | Insurance Broker | $13,663 |
Service code 22 · EIN 45-2496793 | Insurance Broker | $10,071 |
Filed as: MACROVIEW INVESTMENT Service code 22 · EIN 26-4133685 | Insurance Broker | $8,180 |
CREATIVE PLANNING LLC2 years Service code 22 · EIN 43-1270780 | Insurance Broker | $6,495 |
Service code 22 · EIN 85-4059820 | Insurance Broker | $5,041 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,249 | $73,283+1.3% | $155,556-52.3% | $106,553-30.3% |
| Participation rate | 97.2% | 73.3%+23.9pp | 78.2%+19.0pp | 69.8%+27.4pp |
| Annual return | 14.38% | 15.76%-1.4pp | 64.84%-50.5pp | 17.37%-3.0pp |
| Employer contribution / active EE | $2,051 | $2,241-8.5% | $4,675-56.1% | $3,359-38.9% |
| Participant deferral / active EE | $5,703 | $4,567+24.9% | $5,631+1.3% | $5,562+2.5% |
| Admin fee / account holder | $96 | $56+71.1% | $15,885-99.4% | $80+20.1% |