Filed January 5, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 | Securities Custodian | $130,557 |
RSM US LLP1 year Filed as: RMS US WEALTH MANAGEMENT LLC Service code 22 · EIN 41-1944416 | Insurance Broker | $25,652 |
COZAD ASSET MANAGEMENT1 year Filed as: COZAD ASSET MANAGEMENT INC. Service code 22 · EIN 37-0958133 | Insurance Broker | $23,390 |
RUEDI WEALTH MGMT INC1 year Service code 22 · EIN 47-1794932 | Insurance Broker | $5,166 |
Filed as: MACROVIEW INVESTMENT Service code 22 · EIN 26-4133685 | Insurance Broker | $4,990 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 19 · EIN 94-1737782 | Securities Custodian | $4,307 |
Service code 22 · EIN 20-3028354 | Insurance Broker | $2,767 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,515 | $66,513+1.5% | $178,510-62.2% | $106,273-36.5% |
| Participation rate | 95.9% | 73.8%+22.1pp | 81.9%+13.9pp | 70.8%+25.1pp |
| Annual return | 25.09% | 21.81%+3.3pp | 151.13%-126.0pp | 21.70%+3.4pp |
| Employer contribution / active EE | $3,826 | $1,776+115.5% | $5,011-23.6% | $2,722+40.6% |
| Participant deferral / active EE | $4,190 | $3,679+13.9% | $5,202-19.5% | $4,601-8.9% |
| Admin fee / account holder | $58 | $53+7.8% | $13,988-99.6% | $78-26.5% |