Filed February 5, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $30,797 |
LPL FINANCIAL7+ years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $20,883 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN BY ASCENSUS - BPC Service code 15 · EIN 36-3036100 | Recordkeeping | $753 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,145 | $42,894+119.5% | $60,874+54.7% | $68,494+37.4% |
| Participation rate | 35.4% | 66.8%-31.4pp | 73.1%-37.7pp | 67.9%-32.5pp |
| Annual return | -6.44% | -13.98%+7.5pp | 16.90%-23.3pp | -7.84%+1.4pp |
| Employer contribution / active EE | $0 | $1,978-100.0% | $2,701-100.0% | $2,596-100.0% |
| Participant deferral / active EE | $2,451 | $2,867-14.5% | $3,817-35.8% | $4,027-39.1% |
| Admin fee / account holder | $581 | $3,101-81.3% | $3,224-82.0% | $5,403-89.2% |