Filed February 5, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $30,746 |
LPL FINANCIAL6+ years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $22,177 |
ASCENSUS LLC1 year Filed as: FUTREPLAN BY ASCENSUS-BPC Service code 15 · EIN 36-3036100 | Recordkeeping | $525 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,761 | $53,822+50.1% | $75,696+6.7% | $85,850-5.9% |
| Participation rate | 62.9% | 69.1%-6.1pp | 74.8%-11.9pp | 69.3%-6.4pp |
| Annual return | 30.40% | 24.54%+5.9pp | 104.53%-74.1pp | 318.53%-288.1pp |
| Employer contribution / active EE | $0 | $2,017-100.0% | $2,743-100.0% | $2,565-100.0% |
| Participant deferral / active EE | $2,867 | $2,895-1.0% | $3,821-25.0% | $3,952-27.5% |
| Admin fee / account holder | $423 | $3,343-87.4% | $3,619-88.3% | $6,260-93.2% |