Retirement plan

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) CASH DEFERRED PLAN

Name: THE KNAPHEIDE MANUFACTURING COMPANY - THE KNAPHEIDE MANUFACTURING COMPANY 401(K) CASH DEFERRED PLAN (2018) Form 5500
Creator: THE KNAPHEIDE MANUFACTURING COMPANY
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE KNAPHEIDE MANUFACTURING COMPANY 401(K) CASH DEFERRED PLAN, THE KNAPHEIDE MANUFACTURING COMPANY

THE KNAPHEIDE MANUFACTURING COMPANYEIN 37-0368620Plan #004PY 2018

P.O. BOX 7140, 1848 WESTPHALIA STRASSE - QUINCY, IL 62305217-222-7131

Other plans on this EIN

2 filings

#002Retirement-$47.1M assets #005Retirement-$10.0M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed December 29, 1992

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

How to read this page

Total assets (EOY)

$91.8M

+1.6% from 2017

Total participants

1,325

+9.3% from 2017

Average account balance

$69,572

-6.9% from 2017

Annual return

-3.04%

-19.58 pp from 2017

Benchmarks

See 831 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort831 peers

Snapshot2018

See peer percentile detail. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

Start for $4.99 See plans

Analytics

Total assets (EOY)

Plan-year ending balance

$175.41M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$87K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,017

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

99.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.98M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.93%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$128

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

See the 10-year trajectory. $4.99 for your first month.

Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.

Start for $4.99 See plans

Service providers

Top 10 of 19 by compensation

Provider	Service type	Compensation
KESTRA INVESTMENT SERVICES LLC3 years Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 27 · EIN 74-2794194	Advisory (Plan)	$93,235
QUALIFIED PLANS, LLC4+ years Service code 13 · EIN 58-2605083	Contract Administrator	$74,112
FINANCIAL SOLUTIONS MIDWEST, LLC4+ years Service code 17 · EIN 68-0632878	Pension Consulting	$46,618
MASSACHUSETTS MUTUAL LIFE INS. CO.1 year Service code 52 · EIN 04-1590850	Indirect Investment Fees	$32,243
AMERICAN FUNDS2 years Service code 52 · EIN 95-1426645	Indirect Investment Fees	$0
COLUMBIA2 years Service code 52 · EIN 41-1670473	Indirect Investment Fees	$0
ENVESTNET RETIREMENT SOLUTIONS, LLC2 years Service code 28 · EIN 61-1732930	Investment Management	$0
FIDELITY INVESTMENTS INSTITUTIONAL2 years Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-6056833	Indirect Investment Fees	$0
FRANKLIN TEMPLETON2 years Service code 52 · EIN 22-2169185	Indirect Investment Fees	$0
OFI GLOBAL TRUST COMPANY1 year Filed as: GLOBAL OPPORTUNITIES OFI Service code 52	Indirect Investment Fees	$0

Plan features & details

Pension benefit codes2D2E2F2J2K2T3D3H

Plan features

2D
Offset plan
Plan benefits are subject to offset for retirement benefits provided in another plan or arrangement of the employer.
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$172K

$154 / participant

Investment mgmt$93K54.2%
Contract admin$32K18.7%
Other / not subdivided$47K27.1%

% of EOY assets

0.188%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRAY HUNTER STENN LLP
Auditor EIN: 363077757
Audit fees: (not subdivided)
Opinion code: Disclaimer

Look up a plan sponsor by EIN. Free Form 5500 search. No signup.

Metric

This plan

Peer set

Industry

Size

Avg account balance

$69,572

$78,852-11.8%

$76,768-9.4%

$75,289-7.6%

Participation rate

99.5%

85.0%+14.5pp

77.0%+22.5pp

72.4%+27.0pp

Annual return

-3.04%

-1.29%-1.8pp

2.43%-5.5pp

-0.04%-3.0pp

Employer contribution / active EE

$3,695

$2,794+32.2%

$2,485+48.7%

$2,405+53.6%

Participant deferral / active EE

$3,500

$4,800-27.1%

$3,852-9.1%

$3,739-6.4%

Admin fee / account holder

$130

$79+65.2%

$6,675-98.0%

$102+27.5%

Provider

Service type

Compensation

KESTRA INVESTMENT SERVICES LLC3 years

Filed as: KESTRA INVESTMENT SERVICES, LLC

Service code 27 · EIN 74-2794194

Advisory (Plan)

$93,235

QUALIFIED PLANS, LLC4+ years

Service code 13 · EIN 58-2605083

Contract Administrator

$74,112

FINANCIAL SOLUTIONS MIDWEST, LLC4+ years

Service code 17 · EIN 68-0632878

Pension Consulting

$46,618

MASSACHUSETTS MUTUAL LIFE INS. CO.1 year

Service code 52 · EIN 04-1590850

Indirect Investment Fees

$32,243

AMERICAN FUNDS2 years

Service code 52 · EIN 95-1426645

Indirect Investment Fees

COLUMBIA2 years

Service code 52 · EIN 41-1670473

Indirect Investment Fees

ENVESTNET RETIREMENT SOLUTIONS, LLC2 years

Service code 28 · EIN 61-1732930

Investment Management

FIDELITY INVESTMENTS INSTITUTIONAL2 years

Filed as: FIDELITY INVESTMENTS

Service code 52 · EIN 04-6056833

Indirect Investment Fees

FRANKLIN TEMPLETON2 years

Service code 52 · EIN 22-2169185

Indirect Investment Fees

OFI GLOBAL TRUST COMPANY1 year

Filed as: GLOBAL OPPORTUNITIES OFI

Service code 52

Indirect Investment Fees

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) CASH DEFERRED PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) CASH DEFERRED PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion