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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $51,962 |
CHARLES SCHWAB & CO., INC.4+ years Service code 50 · EIN 94-1737782 | Direct Payment | $11,438 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,357 | $80,005+2.9% | $140,019-41.2% | $55,725+47.8% |
| Participation rate | 82.9% | 87.0%-4.1pp | 87.5%-4.6pp | 70.9%+12.0pp |
| Annual return | -1.68% | 0.46%-2.1pp | 651.15%-652.8pp | 244.93%-246.6pp |
| Employer contribution / active EE | $1,492 | $3,403-56.1% | $5,605-73.4% | $2,078-28.2% |
| Participant deferral / active EE | $12,798 | $5,264+143.1% | $6,927+84.8% | $3,356+281.4% |
| Admin fee / account holder | $97 | $116-15.8% | $10,705-99.1% | $115-15.4% |