Filed February 7, 2020
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| Provider | Service type | Compensation |
|---|---|---|
AT INVESTMENT ADVISERS INC2 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $120,350 |
WILLIAM BLAIR1 year Filed as: WILLIAM BLAIR INVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $54,129 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $37,472 |
Service code 26 · EIN 36-4157405 | Advisory (Participants) | $36,601 |
Filed as: CHICAGO WEALTH MANAGEMENT, INC Service code 26 · EIN 20-1255704 | Advisory (Participants) | $12,397 |
TOWER WEALTH ADVISORS INC4 years Service code 26 · EIN 27-2175983 | Advisory (Participants) | $11,409 |
Service code 26 · EIN 54-1211118 | Advisory (Participants) | $8,995 |
Filed as: STONNINGTON INVESTMENT Service code 26 · EIN 20-0572663 | Advisory (Participants) | $6,701 |
Filed as: HOWARD CAPITAL MANAGEMENT Service code 26 · EIN 76-0661984 | Advisory (Participants) | $6,288 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 59 | Shareholder Servicing | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $478,254 | $100,801+374.5% | $149,751+219.4% | $73,415+551.4% |
| Participation rate | 100.0% | 77.7%+22.3pp | 82.5%+17.5pp | 72.2%+27.8pp |
| Annual return | 18.20% | 265.34%-247.1pp | 276.71%-258.5pp | 59.30%-41.1pp |
| Employer contribution / active EE | $19,969 | $3,312+503.0% | $4,646+329.8% | $2,234+793.9% |
| Participant deferral / active EE | $0 | $6,404-100.0% | $6,843-100.0% | $3,806-100.0% |
| Admin fee / account holder | $41 | $181-77.3% | $9,312-99.6% | $158-74.0% |