Filed February 7, 2020
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| Provider | Service type | Compensation |
|---|---|---|
AT INVESTMENT ADVISERS INC4+ years Filed as: AT INVESTMENT ADVISERS INC. Service code 26 · EIN 20-0822261 | Advisory (Participants) | $211,426 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $43,314 |
WILLIAM BLAIR1 year Filed as: WILLIAM BLAIRINVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $36,329 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $28,871 |
BALASA DINVERNO & FOLTZ LLC4+ years Service code 26 · EIN 36-4445980 | Advisory (Participants) | $26,410 |
BAIRD FUNDS2 years Filed as: ROBERT W BAIRD CO. INC. Service code 26 · EIN 39-6037917 | Advisory (Participants) | $13,291 |
Filed as: TOWER WEALTHADVISORS INC Service code 26 · EIN 27-2175983 | Advisory (Participants) | $8,262 |
Filed as: HOWARD CAPITALMANAGEMENT INC Service code 26 · EIN 76-0661984 | Advisory (Participants) | $5,515 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $373,604 | $75,388+395.6% | $123,553+202.4% | $55,727+570.4% |
| Participation rate | 99.8% | 75.7%+24.2pp | 82.3%+17.5pp | 70.9%+29.0pp |
| Annual return | -4.26% | 4.48%-8.7pp | 119.21%-123.5pp | 244.94%-249.2pp |
| Employer contribution / active EE | $19,200 | $3,063+526.8% | $4,628+314.9% | $2,078+823.8% |
| Participant deferral / active EE | $0 | $5,651-100.0% | $6,426-100.0% | $3,356-100.0% |
| Admin fee / account holder | $63 | $120-47.3% | $9,284-99.3% | $115-45.2% |