Filed March 11, 2010
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON INVESTMENT ADVISORY, LLC Service code 16 · EIN 20-8874282 | Consulting | $58,125 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Pa... | $37,938 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,487 | $86,791-40.7% | $115,037-55.2% | $59,188-13.0% |
| Participation rate | 93.5% | 72.8%+20.7pp | 81.4%+12.2pp | 69.4%+24.1pp |
| Annual return | 0.59% | 4.44%-3.9pp | 26.14%-25.6pp | 5.51%-4.9pp |
| Employer contribution / active EE | $3,354 | $2,950+13.7% | $4,608-27.2% | $2,098+59.9% |
| Participant deferral / active EE | $6,997 | $5,298+32.1% | $6,026+16.1% | $3,265+114.3% |
| Admin fee / account holder | $54 | $95-42.6% | $8,175-99.3% | $92-40.9% |