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| Provider | Service type | Compensation |
|---|---|---|
ROTHSCHILD ASSET MANAGEMENT6+ years Filed as: ROTHSCHILD INVESTMENT CORPORATION Service code 27 311 S WACKER DR #6500 · CHICAGO, IL 60606 | Advisory (Plan) | $42,903 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $41,554 |
CLIFTONLARSONALLEN LLP6+ years Service code 10 1301 W 22ND STREET · OAK BROOK, IL 60523 | Accounting | $30,192 |
HOWARD SIMON & ASSOCIATES, INC.6+ years Service code 13 P. O. BOX 2549 · NORTHBROOK, IL 600652549 | Contract Administrator | $13,161 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,264 | $100,801-46.2% | $149,715-63.8% | $73,412-26.1% |
| Participation rate | 98.2% | 77.7%+20.5pp | 82.5%+15.7pp | 72.2%+26.0pp |
| Annual return | 16.13% | 265.34%-249.2pp | 276.66%-260.5pp | 59.30%-43.2pp |
| Employer contribution / active EE | $1,950 | $3,312-41.1% | $4,645-58.0% | $2,234-12.7% |
| Participant deferral / active EE | $5,407 | $6,404-15.6% | $6,842-21.0% | $3,806+42.1% |
| Admin fee / account holder | $189 | $181+4.8% | $9,310-98.0% | $158+20.0% |