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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$60,150 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,953 | $155,795-38.4% | $136,298-29.6% | $69,631+37.8% |
| Participation rate | 90.2% | 75.2%+14.9pp | 81.9%+8.3pp | 70.7%+19.5pp |
| Annual return | 23.76% | 232464.33%-232440.6pp | 5156.27%-5132.5pp | 27571.02%-27547.3pp |
| Employer contribution / active EE | $2,801 | $2,991-6.4% | $4,696-40.3% | $2,032+37.8% |
| Participant deferral / active EE | $12,250 | $5,394+127.1% | $6,247+96.1% | $3,224+280.0% |
| Admin fee / account holder | -$61 | $128-147.7% | $9,244-100.7% | $110-155.4% |