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| Provider | Service type | Compensation |
|---|---|---|
HOWARD SIMON & ASSOCIATES, INC.2+ years Service code 14 · EIN 36-3132823 | Plan Administrator | $62,983 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Direct payment from the plan; Custodi... | $12,536 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $211,775 | $75,183+181.7% | $123,894+70.9% | $55,167+283.9% |
| Participation rate | 99.4% | 72.8%+26.6pp | 81.4%+18.0pp | 69.0%+30.5pp |
| Annual return | 9.68% | 19.01%-9.3pp | 47.52%-37.8pp | 169.23%-159.5pp |
| Employer contribution / active EE | $9,910 | $2,823+251.0% | $4,617+114.7% | $1,963+404.9% |
| Participant deferral / active EE | $7,918 | $5,084+55.7% | $5,984+32.3% | $3,054+159.3% |
| Admin fee / account holder | $322 | $663-51.3% | $8,357-96.1% | $504-36.0% |