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| Provider | Service type | Compensation |
|---|---|---|
HOWARD SIMON & ASSOCIATES, INC.5+ years Service code 14 · EIN 36-3132823 | Plan Administrator | $107,535 |
TD AMERITRADE, INC.5+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 | Custodial (other than securities); Di... | $18,472 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $272,150 | $89,652+203.6% | $141,197+92.7% | $65,186+317.5% |
| Participation rate | 100.0% | 74.7%+25.3pp | 82.5%+17.5pp | 70.2%+29.8pp |
| Annual return | 22.76% | 32.79%-10.0pp | 71.41%-48.6pp | 29.39%-6.6pp |
| Employer contribution / active EE | $9,704 | $3,065+216.6% | $4,736+104.9% | $2,177+345.8% |
| Participant deferral / active EE | $8,451 | $5,691+48.5% | $6,710+25.9% | $3,514+140.5% |
| Admin fee / account holder | $374 | $569-34.1% | $10,265-96.4% | $847-55.8% |