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| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC4+ years Filed as: WAYNE HUMMER INVESTMENTS LLC Service code 27 231 S LASALLE ST 13TH FL · CHICAGO, IL 60604 | Advisory (Plan) | $24,283 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $19,962 |
MILLER COOPER & CO LTD1 year Service code 10 1751 LAKE COOK RD STE 400 · DEERFIELD, IL 60015 | Accounting | $11,938 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $41 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,473 | $35,485+19.7% | $74,549-43.0% | $55,725-23.8% |
| Participation rate | 16.5% | 62.5%-46.0pp | 69.1%-52.7pp | 70.9%-54.4pp |
| Annual return | -6.26% | 0.72%-7.0pp | 32.53%-38.8pp | 244.93%-251.2pp |
| Employer contribution / active EE | $52 | $777-93.3% | $1,961-97.3% | $2,078-97.5% |
| Participant deferral / active EE | $454 | $2,181-79.2% | $3,108-85.4% | $3,356-86.5% |
| Admin fee / account holder | $399 | $114+248.8% | $5,059-92.1% | $115+246.2% |